| Business Analyst (Trade Surveillance) with 10+ years of Exp at Remote, Remote, USA |
| Email: [email protected] |
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http://bit.ly/4ey8w48 https://jobs.nvoids.com/job_details.jsp?id=467701&uid= From: Satya, Unicorn technologies [email protected] Reply to: [email protected] Hi Connections, Hope you are doing good. Kindly go through the below JD and share me suitable profiles. Job Title Business Analyst (Trade Surveillance) Type: Contract Work Location Plano, TX Experience 10+ Years of experience Job Description: Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments. 9 years Business & Functional Experience Bachelors Degree or equivalent work experience in Global markets and/or products Excellent understanding of global markets, processes, and products (Fixed Income and Commodities/Futures Options). Ability to handle multiple projects in a dynamic environment. Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg. SHO, Reg. NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system. Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance. Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation. Ability to test across multiple lines of business. Extensive functional or professional knowledge Microsoft Suite of products Thanks and Regards, Satya Technical Recruiter Unicorn Technologies LLC 4080 McGinnis Ferry Road, Suite 1305, Alpharetta, GA 30005 Direct: 470-480-0504 EXT: 122 [email protected] www.unicorntek.com Keywords: golang Georgia Texas http://bit.ly/4ey8w48 https://jobs.nvoids.com/job_details.jsp?id=467701&uid= |
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| 01:27 AM 01-Aug-23 |